ADGM IT Compliance

Get your ADGM FSRA-licensed firm IT-compliant with regulatory expectations.

The Abu Dhabi Global Market Financial Services Regulatory Authority (ADGM FSRA) regulates financial services firms in ADGM with its own rule book and supervisory framework. IT and cyber controls are part of your ADGM regulatory posture. We deliver readiness audit, control implementation, and ongoing operations against ADGM FSRA expectations.

ADGM-licensed firm compliance team reviewing IT evidence packs
  • ADGM FSRAAware design
  • COBSConduct of business
  • GENGeneral module
  • CyberThematic ready
ADGM IT operational scope

Nine areas of ADGM expectation, operationalised.

Identity and access controls

Microsoft Entra ID, hardware-token or biometric MFA, conditional access, PAM with just-in-time elevation, quarterly access reviews.

SOC and SIEM operations

24/7 Microsoft Sentinel SOC, ADGM-grade alert rules, threat hunt, IR retainer.

Audit trails and retention

Immutable audit logs across critical systems, retention aligned to ADGM FSRA expectation (typically 6+ years for transaction records).

Incident management and FSRA notification

IR playbook with severity matrix, FSRA notification template, escalation to senior management and Designated Director.

BCM and DR

BCM plan, IT components, DR for critical systems, annual drill, RTO/RPO documented.

Outsourcing notification

Outsourcing register, vendor risk assessments, FSRA notification packs, exit plans.

Data residency under ADGM rules

Azure UAE Central deployment, M365 tenant geo-pinned where Microsoft offers UAE residency, transfer-impact assessments.

AML, KYC, transaction-monitoring IT

IT support for AML/KYC platforms, transaction-monitoring rule engines, sanctions screening, FATF Travel Rule integration where applicable.

ADGM Data Protection Regulations

ADGM Data Protection Regulations 2021 apply alongside FSRA framework. Coordinated compliance for both.

Why ADGM firms route IT through us

Four reasons ADGM-licensed firms consolidate IT here.

ADGM-vocabulary IT

We work with ADGM-licensed firms across asset management, fintech sandbox, regulated crypto. We understand FSRA outsourcing requirements, thematic-review pattern, and ADGM Court engagement.

Microsoft-stack with financial tilt

Defender XDR, Purview, Priva, Sentinel, Entra configured to financial-services baseline rather than generic SMB defaults.

UAE-onshore engineers

Sensitive financial conversations stay onshore. Named UAE engineers, including Abu Dhabi-based for ADGM proximity.

Trading-day rhythm

Change-freeze aligned to ADGM trading hours, weekend maintenance, dealer-desk peak coverage.

ADGM firm profiles

Six ADGM-licensed firm profiles.

ADGM Category 3 firms

Asset managers, advisors, arrangers in ADGM.

ADGM Innovation Testing Licence

Fintech sandbox firms testing innovative offerings.

ADGM-regulated crypto firms (VASPs)

Virtual-asset service providers under ADGM FSRA crypto framework.

Family offices in ADGM

Single-family and multi-family offices in ADGM with own ADGM licence.

Asset managers and hedge funds

Investment management licensed under ADGM FSRA.

Banking and lending firms

ADGM-licensed banks, lending firms, payment service providers.

ADGM IT compliance approaches

Three ways to handle ADGM IT.

Feature
GR ADGM-aware IT
Generic SMB MSP
In-house (small firm)
ADGM FSRA rule book literacy
Varies
Outsourcing notification pack
Self-built
Microsoft Sentinel SOC
RarePossible
ADGM-grade audit trails
Best effort
Quarterly evidence pack
Effort
ADGM Data Protection Regulations
Internal counsel
BCM/DR drill support
Annual
AML/KYC IT support
Required
How an ADGM IT engagement runs

From rule book mapping to ongoing ops.

  1. 1

    ADGM-aware audit

    2-3 weeks

    Map current IT against ADGM FSRA rule book (GEN, COBS, AUT, AMI), ADGM Data Protection Regulations, recent thematic findings.

  2. 2

    Foundation build

    4-8 weeks

    Identity baseline, PAM model, Sentinel SOC operational, audit-log retention configured, outsourcing register populated.

  3. 3

    Operational embedding

    2-3 weeks

    Quarterly evidence-pack cadence agreed, change-freeze calendar aligned to ADGM trading, escalation matrix to Designated Director.

  4. 4

    Quarterly ADGM-readiness cycle

    Ongoing

    Quarterly evidence pack, vulnerability scan, threat-hunt report, vendor-risk register refresh, BCM drill.

We are an ADGM Category 3 asset manager. Our previous IT vendor was Dubai-based and treated ADGM compliance as a footnote. GR rebuilt our environment in ten weeks: Entra-based access with hardware tokens, Sentinel SOC, ADGM Data Protection Regulations compliance, outsourcing notification pack. Our next ADGM FSRA annual review closed without IT-related findings.
Chief Operating Officer
Operations · ADGM Category 3 asset manager
Clean ADGM FSRA annual review
ADGM IT compliance FAQ

What ADGM firms ask.

ADGM IT readiness, ready when you are

Book an ADGM IT readiness audit.

A 2-3 week structured audit mapped to ADGM FSRA rule book and ADGM Data Protection Regulations. Output: written gap report and remediation roadmap.